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Head of Compliance (Wealth)
Job Posted: 6 hours ago
Salary: £ 60,000 - 80,000 / Annum
Job Type: Permanent
Location: Bristol, City of Bristol
Expire in: a month
Job Description
We are partnering with a growing, acquisitive financial services group to recruit a Head of Compliance & MLRO (SMF16/17). This senior leadership position is pivotal in shaping the firm’s regulatory culture and strategy, with responsibility for both Compliance Oversight and Financial Crime/AML across its FCA-regulated Wealth Management and Financial Advisory businesses.
The Role:
* Act as Head of Compliance (SMF16) and MLRO (SMF17), leading compliance oversight and financial crime responsibilities across the Group.
* Provide strategic compliance leadership to senior management, ensuring adherence to the FCA Handbook, AML regulations, and JMLSG guidance.
* Lead engagement with the FCA and drive forward regulatory change projects.
* Build, manage, and develop a strong compliance team.
* Support newly acquired businesses through integration into the Group’s Compliance, Risk, and Financial Crime frameworks.
The Person:
* Proven senior compliance leadership experience within a wealth management and/or financial advisory environment.
* Strong technical knowledge of FCA regulations, AML, and financial crime.
* Experienced in managing FCA relationships and delivering regulatory change.
* Demonstrated ability to lead, inspire, and develop compliance professionals.
* Exposure to M&A or firm integrations desirable.
Why Join?
* A high-profile, influential role at the heart of a dynamic, acquisitive group.
* Direct impact on regulatory strategy, compliance culture, and client outcomes.
* A collaborative, supportive environment where compliance is valued as a strategic functionBefore You Apply
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