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Authorisations Caseworker

Job Posted: an hour ago

  • Salary: £ 28,000 - 31,000 / Annum

    Job Type: Permanent

  • Location: Southampton, Hampshire

Expire in: a month

Job Description

Your new company You'll be joining a well-established and respected financial services organisation with a strong focus on regulatory excellence and adviser support. The company is known for its collaborative culture, commitment to innovation, and dedication to maintaining a safe and compliant environment for its clients and partners. Your new role 📍 Location: Southampton or Home-based (UK) 🕒 Hours: 35 or 40 hours per week 📄 Contract: Permanent As an Authorisations Caseworker, you'll play a key role in the onboarding process for new financial advisers and firms. You'll be responsible for conducting thorough due diligence checks, verifying identity, employment history, financial stability, and more - to ensure applicants meet regulatory and business standards. You'll also manage applications for regulatory authorisation and make decisions based on internal business criteria. This is a front-line role that directly supports business growth while maintaining high standards of compliance and professionalism. This role can be considered as a remote option for the right candidate. What you'll need to succeed To thrive in this role, you'll need: Experience in Financial Services and FCA Regulatory environments A professional and welcoming approach to stakeholder engagement An inquisitive mindset and a risk-based approach to decision-making Strong organisational skills and the ability to manage workloads under pressure Confidence in communicating with stakeholders and supporting team members A proactive attitude toward change and technology Proficiency in Microsoft Excel and WordWhat you'll get in return This role offers a competitive benefit package, including: Holiday: 26 days (182 hours) Performance Incentive Scheme Pension Scheme: Non-contributory with options to enhance Private Medical Insurance: Single cover with upgrade options Life Assurance: 4x your salary Income Protection: 75% of salary after 26 weeks of absence Flexible Benefits: Customisable options via salary deductionWhat you need to do now If you're interested in this role, click 'apply now' to forward an up-to-date copy of your CV, or call us now. If this job isn't quite right for you, but you are looking for a new position, please contact us for a confidential discussion about your career. Hays Specialist Recruitment Limited acts as an employment agency for permanent recruitment and employment business for the supply of temporary workers. By applying for this job you accept the T&C's, Privacy Policy and Disclaimers which can be found at (url removed)

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Looking for your next career move? Join a top company hiring Authorisations Caseworker job near me in Southampton, Hampshire! This is your chance to work on exciting projects, grow professionally, and enjoy a rewarding career with competitive pay and excellent benefits. Whether you're an experienced professional or looking to take the next step, this role offers the perfect opportunity to enhance your skills and make an impact. Don’t miss out—apply today via Vita CV and take your career to the next level!

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