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Compliance Associate
Job Posted: 3 hours ago
Salary: £ 40,000 - 50,000 / Annum
Job Type: Permanent
Location: Wilmslow, Cheshire East
Expire in: a month
Job Description
New role with a leading Chartered Financial Planning Firm
The role will see you conducting file and annual reviews is essential to ensure advice suitability and compliance with regulatory requirements and internal policies. You will actively collaborate with all areas of the business.
The successful applicant will be able to challenge existing policies and procedures as part of commitment to delivering positive outcomes while improving efficiencies.
You will ensure complaint handling adheres to regulatory guidelines and exemplary standards. The role will see you develop, review, and update all necessary policies, procedures, and regulatory documents to maintain compliance with industry standards.
Key Responsibilities:
- Work with Financial Planners and Client Managers to discuss financial strategies that meet clients' objectives and circumstances.
- Conduct thorough file reviews using company systems and wrap platforms to ensure accuracy, compliance, and efficiency.
- Ensure data integrity, with timely and accurate input and maintenance.
- Participate in relevant projects and perform ad hoc tasks as requiredBefore You Apply
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Looking for your next career move? Join a top company hiring Compliance Associate job near me in Wilmslow, Cheshire East! This is your chance to work on exciting projects, grow professionally, and enjoy a rewarding career with competitive pay and excellent benefits. Whether you're an experienced professional or looking to take the next step, this role offers the perfect opportunity to enhance your skills and make an impact. Don’t miss out—apply today via Vita CV and take your career to the next level!
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