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Desk Based Financial Adviser
Job Posted: 10 days ago
Salary: £ 30,000 - 45,000 / Annum
Job Type: Permanent
Location: Leicester, City of Leicester
Expire in: 18 days
Job Description
DESK-BASED FINANCIAL ADVISER
Leicestershire, Hybrid offering office & remote working with internet access
Salary c£35,000 + bonus
Our Ref AL1387
My client is an established IFA, providing the full range of wealth management services to a valued and increasing client bank. They are now looking for a detail-oriented and client-focused Financial Adviser to join their team. This role is designed to deliver streamlined, cost-effective financial advice and annual reviews remotely, without face-to-face client interaction. All communications and transactions will be conducted electronically via email, phone, and secure platforms.
Key Responsibilities
* Conduct annual client reviews in line with service agreements.
* Assess the ongoing suitability of clients’ existing financial arrangements.
* Implement necessary adjustments (e.g., fund switches).
* Advise on straight-forward transactions such as top-ups and withdrawals.
* Identify and escalate complex advice needs to senior advisers.
* Gather and analyse sufficient client information to support advice.
* Collaborate with the Paraplanning Department by providing required documentation and data.
* Deliver suitable financial recommendations based on client needs and objectives.
* Maintain accurate and complete supporting documentation for all advice given.
Client Review Process
* Notify clients of upcoming review dates.
* Clients update their Fact Find information via secure login.
* Adviser reviews and updates client records accordingly.
* Post-review queries handled electronically (email or phone).
* Execute templated actions such as increasing contributions and opening ISAs
* Complex advice needs will be referred to a field-based adviser.
Compliance & Professional Standards
* Training will be provided to ensure compliance with all relevant regulations and company policies.
Qualifications & Experience
Essential:
• Level 4 Diploma in Financial Planning (or equivalent)
• Strong written and verbal communication skills
• High attention to detail and ability to work independently
• A clear understanding of the importance of conduct and professionalism at all times
• Commitment to maintaining Fit and Proper status under FCA rules, including honesty, integrity and reputation, competence and capability, financial soundness, and ongoing CPD and ethical standards
Desirable:
• Experience in remote financial advice delivery
• Familiarity with CRM and financial planning software
• Understanding of paraplanning processes
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