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Risk and Compliance Officer
Job Posted: 12 hours ago
Salary: £ Competitive
Job Type: Permanent
Location: Marlow, Buckinghamshire
Expire in: a month
Job Description
Well established Legal firm seeks a suitable Risk & Compliance Officer with 2 to 5 years experience in a law firm or professional services.
The role will suit someone who is proactive, with a can do attitude, an all rounder who can hit the ground running.
ROLE:
* Client onboarding.
* AML/SAR – analysing documentation and reporting back to the MLRO.
* Assisting with any and all source of funds and source of wealth investigations, reviewing and documenting findings/questions.
* Credas/EIDV – admin for the ID portals, ensuring that everyone has the relevant access, guidance and support when using the portals.
* Any and all ongoing monitoring alerts regarding PEPS and Sanctions.
* Complaints – confidently handling complaints, investigating and dealing with the firms response to the complainant.
* Accreditation & Audits – dealing with regulatory audit experience is necessary. Ensuring all documents are compiled and ready for audit by the relevant auditor.
* Policy updates.
* Manage the Risk email inbox – responding to and assisting with responses to the risk emails.
* Researching new or planned changes suggested by SRA/Law Society/authorising bodies.
* Ensuring updated Sanctions lists are forwarded as and when received.
* Undertakings – logging new undertakings onto the system and ensuring that these are monitored and updated at regular intervals.
* Price transparency – checking all is up to date with the HOD and amending where needed.
* CQS – annually assisting HOD of residential with CQS accreditation, booking and monitoring of all training to ensure that we are compliant with CQS.
* General risk admin duties.
REQUIREMENTS:
* Ability to comfortably speak to people of varying degrees of seniority.
* 2-5 years experience in a law firm or professional services.
* Skilled with GDPR considerations.
MORE INFO:
* Salary Negotiable on experience
* Fully office based
* Monday – Friday 9am – 5pmBefore You Apply
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Looking for your next career move? Join a top company hiring Risk and Compliance Officer job near me in Marlow, Buckinghamshire! This is your chance to work on exciting projects, grow professionally, and enjoy a rewarding career with competitive pay and excellent benefits. Whether you're an experienced professional or looking to take the next step, this role offers the perfect opportunity to enhance your skills and make an impact. Don’t miss out—apply today via Vita CV and take your career to the next level!
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