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Compliance Manager - Advisory & Monitoring - Asset Management

Job Posted: 2 hours ago

Salary: £ 70,000 - 90,000 / Annum
Job Type: Contract
Location: London

Expire in: a month

Job Description

Generalist investment management advisory and monitoring role. Working across a variety of areas within a small and busy compliance team.

Client Details

Equities specialist Asset Manager.

Description

Advising the business on compliance matters
Carry out compliance monitoring
Carry out regular and ad-hocBAU compliance tasks as per allocation, including but not limited to: 
Financial promotions review,
AML, RFP and DDQ review,
Staff conflicts management,
FCA returns,
SMCR related tasks,
Restricted list maintenance,
Investment related Bloomberg AIM tasks
Assist with Compliance projects as requiredProfile

Generalist Compliance skillset within
Previous experience of working within an Investment Management environment
Good working knowledge of MiFID II topics, COLL, CASS, AML, SMCR, MAR
Good knowledge of UCITS funds
Experience of using Bloomberg AIM and StarCompliance desirableJob Offer

Competitive salary of £70,000 to £90,000 per annum, based on experience.
Opportunities to work within a respected specialist Asset Management firm

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