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Compliance Officer

Job Posted: 2 hours ago

Salary: £ 35,000 - 35,000 / Annum
Job Type: Permanent
Location: Norwich, Norfolk

Expire in: a month

Job Description

Flexible remote position

About Us

Yellow Brick Mortgages is a national, award-winning independent brokerage offering whole-of-market mortgage advice.

Founded in Norwich in 2018, we’ve grown to over 80 advisers across the UK, built on an ethos of exceptional service and giving back, proven by over 6,000 Trustpilot and 1,400 Google 5-star reviews, plus over £170k donated to local charities and 17,000 trees planted.

As part of the Yellow Brick Group, we also provide financial planning, wills, and estate planning, as well as equity release and commercial finance.

The Role

We are looking for a proactive Compliance Officer to support our growing adviser network and uphold the highest regulatory standards.

Reporting to the Compliance, Training & Development Manager, you will oversee compliance and Training & Competency (T&C) for up to 40 advisers, focusing on risk management, adviser development, and regulatory compliance (Openwork & FCA).

This is a pivotal role where you will help protect and enhance the quality, culture, and reputation that Yellow Brick Mortgages is known for.

Key Responsibilities

  * Oversee risk KPIs for up to 40 advisers

  * Conduct regular 1:1s and annual competency assessments

  * Ensure advisers complete exams and meet CPD requirements

  * Provide guidance on compliance and advice standards

  * Prepare monthly compliance reports for Openwork

About You

  * CeMAP qualified (essential).

  * Experience in compliance or T&C within financial services.

  * Strong understanding of regulatory frameworks and conduct risk.

  * Excellent communication, analytical, and reporting skills.

  * Organised, proactive, and values-driven, you do what’s right, not what’s easy.

Why Join Us?

  * Work for a top-rated, community-focused brokerage.

  * Flexible remote working.

  * Supportive culture and clear progression opportunities.

  * Be part of a team that genuinely makes a difference

Before You Apply

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Bank details.
National Insurance number.
Date of birth.

You should not be asked for payment or irrelevant information. If you have concerns about a job advert or employer, seek guidance on how to proceed.

Looking for your next career move? Join a top company hiring Compliance Officer job near me in Norwich, Norfolk! This is your chance to work on exciting projects, grow professionally, and enjoy a rewarding career with competitive pay and excellent benefits. Whether you're an experienced professional or looking to take the next step, this role offers the perfect opportunity to enhance your skills and make an impact. Don’t miss out—apply today via Vita CV and take your career to the next level!